Which ethical principles will you adhere to during your PHD study?

Ethical Considerations can be specified as one of the most important parts of the research. Dissertations may even be doomed to failure if this part is missing.

According to Bryman and Bell [2007][1] the following ten points represent the most important principles related to ethical considerations in dissertations:

  1. Research participants should not be subjected to harm in any ways whatsoever.
  2. Respect for the dignity of research participants should be prioritised.
  3. Full consent should be obtained from the participants prior to the study.
  4. The protection of the privacy of research participants has to be ensured.
  5. Adequate level of confidentiality of the research data should be ensured.
  6. Anonymity of individuals and organisations participating in the research has to be ensured.
  7. Any deception or exaggeration about the aims and objectives of the research must be avoided.
  8. Affiliations in any forms, sources of funding, as well as any possible conflicts of interests have to be declared.
  9. Any type of communication in relation to the research should be done with honesty and transparency.
  10. Any type of misleading information, as well as representation of primary data findings in a biased way must be avoided.

In order to address ethical considerations aspect of your dissertation in an effective manner, you will need to expand discussions of each of the following points to at least one paragraph:

1. Voluntary participation of respondents in the research is important. Moreover, participants have rights to withdraw from the study at any stage if they wish to do so.

2. Respondents should participate on the basis of informed consent. The principle of informed consent involves researchers providing sufficient information and assurances about taking part to allow individuals to understand the implications of participation and to reach a fully informed, considered and freely given decision about whether or not to do so, without the exercise of any pressure or coercion.[2]

3. The use of offensive, discriminatory, or other unacceptable language needs to be avoided in the formulation of Questionnaire/Interview/Focus group questions.

4. Privacy and anonymity or respondents is of a paramount importance.

5. Acknowledgement of works of other authors used in any part of the dissertation with the use of Harvard/APA/Vancouver referencing system according to the Dissertation Handbook

6. Maintenance of the highest level of objectivity in discussions and analyses throughout the research

7. Adherence to Data Protection Act [1998] if you are studying in the UK

In studies that do not involve primary data collection, on the other hand, ethical issues are going to be limited to the points d] and e] above.

Most universities have their own Code of Ethical Practice. It is critically important for you to thoroughly adhere to this code in every aspect of your research and declare your adherence in ethical considerations part of your dissertation.

My e-book, The Ultimate Guide to Writing a Dissertation in Business Studies: a step by step assistance offers practical assistance to complete a dissertation with minimum or no stress. The e-book covers all stages of writing a dissertation starting from the selection to the research area to submitting the completed version of the work within the deadline. John Dudovskiy

[1] Bryman, A. &  Bell, E. [2007] “Business Research Methods”, 2nd edition. Oxford University Press.

[2] Saunders, M., Lewis, P. & Thornhill, A. [2012] “Research Methods for Business Students” 6th edition, Pearson Education Limited.

  • What is Research Ethics?
  • Objectives of Research Ethics:
  • Principles of Research Ethics:
    • The general principles of research ethics are:
  • Broad Categorization of Principles of Research Ethics:
  • Advantages of Research Ethics:
  • Limitations of Research Ethics:
  • How can we ensure ethics at different steps of research?
  • References and For More Information:

What is Research Ethics?

  • Ethics are the set of rules that govern our expectations of our own and others’ behavior.
  • Research ethics are the set of ethical guidelines that guides us on how scientific research should be conducted and disseminated.
  • Research ethics govern the standards of conduct for scientific researchers It is the guideline for responsibly conducting the research.
  • Research that implicates human subjects or contributors rears distinctive and multifaceted ethical, legitimate, communal and administrative concerns.
  • Research ethics is unambiguously concerned in the examination of ethical issues that are upraised when individuals are involved as participants in the study.
  • Research ethics committee/Institutional Review Board [IRB] reviews whether the research is ethical enough or not to protect the rights, dignity and welfare of the respondents.

Objectives of Research Ethics:

  • The first and comprehensive objective – to guard/protect human participants, their dignity, rights and welfare .
  • The second objective – to make sure that research is directed in a manner that assists welfares of persons, groups and/or civilization as a whole.
  • The third objective – to inspect particular research events and schemes for their ethical reliability, considering issues such as the controlling risk, protection of privacy and the progression of informed consent.

The general principles of research ethics are:

Honesty Being honest with the beneficiaries and respondents. Being honest about the findings and methodology of the research. Being honest with other direct and indirect stakeholders.
Integrity Ensuring honesty and sincerity. Fulfilling agreements and promises. Do not create false expectations or make false promises.
Objectivity Avoiding bias in experimental design, data analysis, data interpretation, peer review, and other aspects of research.
Informed consent
  • Informed consent means that a person knowingly, voluntarily and intelligently gives consent to participate in a research.
  • Informed consent is related to the autonomous right of the individual to participate in the research.
  • Informing the participant about the research objective, their role, benefits/harms [if any] etc.
Respect for person/respondent It includes:
  • autonomy, which requires that those who are capable of deliberation about their personal goals should be treated with respect for their capacity for self-determination; and
  • protection of persons with impaired or diminished autonomy, which requires that those who are dependent or vulnerable be afforded security against harm or abuse.
Beneficence Maximize the benefits of the participants. Ethical obligation to maximize possible benefits and to minimize possible harms to the respondents.
Non-maleficence/ Protecting the subjects [human] Do no harm. Minimize harm/s or risks to the human. Ensure privacy, autonomy and dignity.
Responsible publication Responsibly publishing to promote and uptake research or knowledge. No duplicate publication.
Protecting anonymity It means keeping the participant anonymous. It involves not revealing the name, caste or any other information about the participants that may reveal his/her identity.
Confidentiality Protecting confidential information, personnel records. It includes information such as:
  • Introduction and objective of the research
  • Purpose of the discussion
  • Procedure of the research
  • Anticipated advantages, benefits/harm from the research [if any]
  • Use of research
  • Their role in research
  • Right to refuse or withdraw
  • Methods which will be used to protect anonymity and confidentiality of the participant
  • Freedom to not answer any question/withdraw from the research
  • Who to contact if the participant needs additional information about the research.
Non-discrimination Avoid discrimination on the basis of age, sex, race, ethnicity or other factors that are violation of human rights and are not related to the study.
Openness Be open to sharing results, data and other resources. Also accept encouraging comments and constructive feedback.
Carefulness and respect for intellectual property Be careful about the possible error and biases.

Give credit to the intellectual property of others. Always paraphrase while referring to others article, writing. Never plagiarize.

Justice The obligation to distribute benefits and burdens fairly, to treat equals equally, and to give reasons for differential treatment based on widely accepted criteria for just ways to distribute benefits and burdens.

Broad Categorization of Principles of Research Ethics:

Broadly categorizing, there are mainly five principles of research ethics:

1. MINIMIZING THE RISK OF HARM

It is necessary to minimize any sort of harm to the participants. There are a number of forms of harm that participants can be exposed to. They are:

  • Bodily harm to contributors.
  • Psychological agony and embarrassment.
  • Social drawback.
  • Violation of participant’s confidentiality and privacy.

In order to minimize the risk of harm, the researcher/data collector should:

  • Obtain informed consent from participants.
  • Protecting anonymity and confidentiality of participants.
  • Avoiding misleading practices when planning research.
  • Providing participants with the right to withdraw.

2. OBTAINING INFORMED CONSENT 

One of the fundamentals of research ethics is the notion of informed consent.

Informed consent means that a person knowingly, voluntarily and intelligently gives consent to participate in a research.

Informed consent means that the participants should be well-informed about the:

  • Introduction and objective of the research
  • Purpose of the discussion
  • Anticipated advantages, benefits/harm from the research [if any]
  • Use of research
  • Their role in research
  • Methods which will be used to protect anonymity and confidentiality of the participant
  • Freedom to not answer any question/withdraw from the research
  • Who to contact if the participant need additional information about the research

3. PROTECTING ANONYMITY AND CONFIDENTIALITY

Protecting the anonymity and confidentiality of research participants is an additionally applied constituent of research ethics.

Protecting anonymity:It means keeping the participant anonymous. It involves not revealing the name, caste or any other information about the participants that may reveal his/her identity.

Maintaining confidentiality: It refers to ensuring that the information given by the participant are confidential and not shared with anyone, except the research team. It is also about keeping the information secretly from other people.

4. AVOIDING MISLEADING PRACTICES

  • The researcher should avoid all the deceptive and misleading practices that might misinform the respondent.
  • It includes avoiding all the activities like communicating wrong messages, giving false assurance, giving false information etc.

5. PROVIDING THE RIGHT TO WITHDRAW

  • Participants have to have the right to withdraw at any point of the research.
  • When any respondent decides on to withdraw from the research, they should not be stressed or forced in any manner to try to discontinue them from withdrawing.

Apart from the above-mentioned ethics, other ethical aspects things that must be considered while doing research are:

Protection of vulnerable groups of people:

  • Vulnerability is one distinctive feature of people incapable to protect their moralities and wellbeing. Vulnerable groups comprise captive populations [detainees, established, students, etc.], mentally ill persons, and aged people, children, critically ill or dying, poor, with learning incapacities, sedated or insensible.
  • Their participation in research can be endorsed to their incapability to give an informed consent and to the need for their further safety and sensitivity from the research/researcher as they are in a greater risk of being betrayed, exposed or forced to participate.

 Skills of the researcher:

  • Researchers should have the basic skills and familiarity for the specific study to be carried out and be conscious of the bounds of personal competence in research.
  • Any lack of knowledge in the area under research must be clearly specified.
  • Inexperienced researchers should work under qualified supervision that has to be revised by an ethics commission.

Advantages of Research Ethics:

  • Research ethics promote the aims of research.
  • It increases trust among the researcher and the respondent.
  • It is important to adhere to ethical principles in order to protect the dignity, rights and welfare of research participants.
  • Researchers can be held accountable and answerable for their actions.
  • Ethics promote social and moral values.
  • Promotes the ambitions of research, such as understanding, veracity, and dodging of error.
  • Ethical standards uphold the values that are vital to cooperative work, such as belief, answerability, mutual respect, and impartiality.
  • Ethical norms in research also aid to construct public upkeep for research. People are more likely to trust a research project if they can trust the worth and reliability of research.

Limitations of Research Ethics:

For subjects:

  • Possibilities to physical integrity, containing those linked with experimental drugs and dealings and with other involvements that will be used in the study [e.g. measures used to observe research participants, such as blood sampling, X-rays or lumbar punctures].
  • Psychological risks: for example, a questionnaire may perhaps signify a risk if it fears traumatic events or happenings that are especially traumatic.
  • Social, legal and economic risks: for example, if personal information collected during a study is unintentionally released, participants might face a threat of judgment and stigmatization.
  • Certain tribal or inhabitant groups may possibly suffer from discrimination or stigmatization, burdens because of research, typically if associates of those groups are recognized as having a greater-than-usual risk of devouring a specific disease.
  • The research may perhaps have an influence on the prevailing health system: for example, human and financial capitals dedicated to research may distract attention from other demanding health care necessities in the community.

How can we ensure ethics at different steps of research?

The following process helps to ensure ethics at different steps of research:

  • Collect the facts and talk over intellectual belongings openly
  • Outline the ethical matters
  • Detect the affected parties [stakeholders]
  • Ascertain the forfeits
  • Recognize the responsibilities [principles, rights, justice]
  • Contemplate your personality and truthfulness
  • Deliberate innovatively about possible actions
  • Respect privacy and confidentiality
  • Resolve on the appropriate ethical action and be willing to deal with divergent point of view.

References and For More Information:

//dissertation.laerd.com/principles-of-research-ethics.php

//researchethics.ca/what-is-research-ethics/

//www.who.int/ethics/Ethics_basic_concepts_ENG.pdf

//www.niehs.nih.gov/research/resources/bioethics/whatis/index.cfm

//research.ku.edu/sites/research.ku.edu/files/docs/EESE_EthicalDecisionmakingFramework.pdf

//www.who.int/ethics/research/en/

//www.ufrgs.br/bioetica/cioms2008.pdf

//www.who.int/ethics/research/en/#:~:text=WHO%20Research%20Ethics%20Review%20Committee,financially%20or%20technically%20by%20WHO.

//www.who.int/reproductivehealth/topics/ethics/review_bodies_guide_serg/en/

//www.who.int/ethics/indigenous_peoples/en/index13.html

//www.who.int/bulletin/archives/80[2]114.pdf

//www.who.int/about/ethics

//www.slideshare.net/uqudent/introduction-to-research-ethics

//libguides.library.cityu.edu.hk/researchmethods/ethics#:~:text=Methods%20by%20Subject-,What%20is%20Research%20Ethics%3F,ensure%20a%20high%20ethical%20standard.

//www.apa.org/monitor/jan03/principles

//www.hsj.gr/medicine/what-are-the-major-ethical-issues-in-conducting-research-is-there-a-conflict-between-the-research-ethics-and-the-nature-of-nursing.php?aid=3485

//www.skillsyouneed.com/learn/research-ethics.html

What are the ethical requirements that your study would need to adhere to?

Using these sources of guidance and others, seven main principles have been described as guiding the conduct of ethical research:.
Social and clinical value..
Scientific validity..
Fair subject selection..
Favorable risk-benefit ratio..
Independent review..
Informed consent..
Respect for potential and enrolled subjects..

What are the 7 ethical principles in research?

Ethical considerations in research are a set of principles that guide your research designs and practices. These principles include voluntary participation, informed consent, anonymity, confidentiality, potential for harm, and results communication.

Which are the 3 ethical principles researchers need to follow?

Three basic principles, among those generally accepted in our cultural tradition, are particularly relevant to the ethics of research involving human subjects: the principles of respect of persons, beneficence and justice. 1.

What are the 5 basic ethical principles in research?

In practice, these ethical principles mean that as a researcher, you need to: [a] obtain informed consent from potential research participants; [b] minimise the risk of harm to participants; [c] protect their anonymity and confidentiality; [d] avoid using deceptive practices; and [e] give participants the right to ...

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